Description
Applying for a license or a registration with the supervision authority can be very complicated, time consuming, and therefore requires thorough preparation. Noctua can help you in applying for a license or registration. In consultation with you, we determine which services require a license or registration. Based on the rules and regulations in your jurisdiction, we provide an overview of requirements and prepare a formal application for your institution which complies with the expectations and requirements of the supervision authority.
Noctua has extensive knowledge and experience with the application or registration requirements of supervision authorities. We provide assistance in the preparation of required documentations or review existing documents on adequacy e.g., the administrative organization and internal control, service level agreements for outsourcing (e.g. internal audit or compliance), outsourcing policies, evaluation of third parties (asset management), employee hiring procedures, integrity risk management framework, code of conduct, business plan, strategy documents, charters for the Supervisory Board and subcommittees (e.g. audit committee, remuneration committee, investment committee, risk and compliance committee), et cetera.
Noctua provides you with adequate documentation and advice to increase the likelihood of a successful license application or registration request.
